-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ULXxqjczODOH6grl5IgtJ0JRTkheFA69DRN+TCPlJTiUu9lGO0UTvw8RMNb3JIv5 4myDtNlB+7DWzgvJHkeH9A== 0000899243-96-000424.txt : 19960507 0000899243-96-000424.hdr.sgml : 19960507 ACCESSION NUMBER: 0000899243-96-000424 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960506 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ZAPATA CORP CENTRAL INDEX KEY: 0000109177 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 741339132 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07499 FILM NUMBER: 96556745 BUSINESS ADDRESS: STREET 1: 1717 ST. JAMES PLACE, SUITE 550 STREET 2: P.O. BOX 4240 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7139406100 MAIL ADDRESS: STREET 1: 1717 ST JAMES PLACE STREET 2: P.O. BOX 4240 SUITE 550 CITY: HOUSTON STATE: TX ZIP: 77210-4240 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA NORNESS INC DATE OF NAME CHANGE: 19720314 FORMER COMPANY: FORMER CONFORMED NAME: ZAPATA OFF SHORE CO DATE OF NAME CHANGE: 19690115 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOLT PETER M CENTRAL INDEX KEY: 0000915210 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HOLT AVE AT SOUTH W W WHITE RD CITY: SAN ANTONIO STATE: TX ZIP: 78222 MAIL ADDRESS: STREET 1: 112 E PECAN STREET 2: SUITE 900 CITY: SAN ANTONIO STATE: TX ZIP: 78205 SC 13D/A 1 ZAPATA CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 ZAPATA CORPORATION (NAME OF ISSUER) COMMON STOCK, PAR VALUE $0.25 PER SHARE 989070R17 (CUSIP NUMBER) BRAD S. AKIN, ESQ. GRESHAM, DAVIS, GREGORY, WORTHY & MOORE A PROFESSIONAL CORPORATION 112 EAST PECAN STREET, SUITE 900 SAN ANTONIO, TEXAS 78205 (210) 226-4157 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) APRIL 11, 1996 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) IF THE FILING PERSON HAS PREVIOUSLY FILED A STATEMENT ON SCHEDULE 13G TO REPORT THE ACQUISITION WHICH IS THE SUBJECT OF THIS SCHEDULE 13D, AND IS FILING THIS SCHEDULE BECAUSE OF RULE 13D-1(B)(3) OR (4), CHECK THE FOLLOWING BOX [_] CHECK THE FOLLOWING BOX IF A FEE IS BEING PAID WITH THE STATEMENT [_] Page 1 of 7 Pages mandating activities subject to, federal or state securities laws, or finding any violations with respect to such laws. Benjamin D. Holt, Jr. is a citizen of the United States of America. (c) (1) On December 29, 1994, Peter M. Holt made an aggregate gift of 9,392 shares to two trusts for the benefit of his children. On the same date, the Peter M. Holt Grantor Trust made an aggregate gift of 2,460 shares to the same trusts. Mr. Holt's wife is the sole trustee of each of such trusts. (2) Between March 26, 1996 and March 29, 1996, Benjamin D. Holt, Jr. sold an aggregate of 144,000 shares on the open market. The dates, numbers of shares sold and price per share for such transactions is as follows:
Date Shares Sold Price - ---- ----------- -------- March 26, 1996 25,500 $ 3.220 March 27, 1996 8,500 $ 3.095 March 28, 1996 40,500 $ 3.220 39,500 $ 3.095 March 29, 1996 30,000 $ 3.220 ------- Total 144,000
(3) Between April 1, 1996 and April 8, 1996, the Peter M. Holt Grantor Trust sold an aggregate of 113,500 shares on the open market. The dates, numbers of shares sold and price per share for such transactions is as follows:
Date Shares Sold Price - ---- ----------- ------ April 1, 1996 50,000 $3.220 April 2, 1996 15,000 $3.345 April 3, 1996 30,500 $3.345 April 4, 1996 14,000 $3.345 April 8, 1996 4,000 $3.345 ------- Total 113,500
(4) On April 11, 1996, Peter M. Holt, Benjamin D. Holt, Jr., the S Stock GST Trust for Peter M. Holt, the Holt Corporate Stock Life Trust - 1985, and the Holt Corporate Stock Marital Trust - 1985 sold an aggregate of 2,132,585 shares in a negotiated transaction. The name of the seller, number of shares sold and price per share for such transaction is as follows:
Seller Shares Sold Price - ------ ----------- ----- Peter M. Holt 862,756 $3.44 S Stock Trust for Peter M. Holt 213,938 $3.44 Holt Corporate Stock Life Trust - 1985 194,923 $3.44 Holt Corporate Stock Marital Trust - 1985 201,419 $3.44 Benjamin D. Holt, Jr. 659,549 $3.44 --------- Total 2,132,585 $3.44
Page 5 of 7 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. /s/ Peter M. Holt ---------------------------------------- Peter M. Holt Dated: May 6, 1996 Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----